The statement that follows, a revision of a statement
originally adopted in 1966, was approved by the
Association’s Committee on Professional Ethics, adopted
by the Association’s Council in June 1987, and endorsed
by the Seventy-third Annual Meeting.
Introduction
From its inception, the American Association of
University Professors has recognized that membership in
the academic profession carries with it special
responsibilities. The Association has consistently
affirmed these responsibilities in major policy
statements, providing guidance to professors in such
matters as their utterances as citizens, the exercise of
their responsibilities to students and colleagues, and
their conduct when resigning from an institution or when
undertaking sponsored research. The Statement on
Professional Ethics that follows sets forth those
general standards that serve as a reminder of the
variety of responsibilities assumed by all members of
the profession.
In the enforcement of ethical standards, the academic
profession differs from those of law and medicine, whose
associations act to ensure the integrity of members
engaged in private practice. In the academic profession
the individual institution of higher learning provides
this assurance and so should normally handle questions
concerning propriety of conduct within its own framework
by reference to a faculty group. The Association
supports such local action and stands ready, through the
general secretary and the Committee on Professional
Ethics, to counsel with members of the academic
community concerning questions of professional ethics
and to inquire into complaints when local consideration
is impossible or inappropriate. If the alleged offense
is deemed sufficiently serious to raise the possibility
of adverse action, the procedures should be in
accordance with the
1940 Statement of Principles on Academic Freedom and
Tenure, the 1958
Statement on Procedural Standards in Faculty Dismissal
Proceedings, or the applicable provisions of
the Association’s
Recommended Institutional Regulations on Academic
Freedom and Tenure.
The Statement
- Professors, guided by a deep conviction of the
worth and dignity of the advancement of knowledge,
recognize the special responsibilities placed upon
them. Their primary responsibility to their subject
is to seek and to state the truth as they see it. To
this end professors devote their energies to
developing and improving their scholarly competence.
They accept the obligation to exercise critical
self-discipline and judgment in using, extending,
and transmitting knowledge. They practice
intellectual honesty. Although professors may follow
subsidiary interests, these interests must never
seriously hamper or compromise their freedom of
inquiry.
- As teachers, professors encourage the free
pursuit of learning in their students. They hold
before them the best scholarly and ethical standards
of their discipline. Professors demonstrate respect
for students as individuals and adhere to their
proper roles as intellectual guides and counselors.
Professors make every reasonable effort to foster
honest academic conduct and to ensure that their
evaluations of students reflect each student’s true
merit. They respect the confidential nature of the
relationship between professor and student. They
avoid any exploitation, harassment, or
discriminatory treatment of students. They
acknowledge significant academic or scholarly
assistance from them. They protect their academic
freedom.
- As colleagues, professors have obligations that
derive from common membership in the community of
scholars. Professors do not discriminate against or
harass colleagues. They respect and defend the free
inquiry of associates. In the exchange of criticism
and ideas professors show due respect for the
opinions of others. Professors acknowledge academic
debt and strive to be objective in their
professional judgment of colleagues. Professors
accept their share of faculty responsibilities for
the governance of their institution.
- As members of an academic institution,
professors seek above all to be effective teachers
and scholars. Although professors observe the stated
regulations of the institution, provided the
regulations do not contravene academic freedom, they
maintain their right to criticize and seek revision.
Professors give due regard to their paramount
responsibilities within their institution in
determining the amount and character of work done
outside it. When considering the interruption or
termination of their service, professors recognize
the effect of their decision upon the program of the
institution and give due notice of their intentions.
- As members of their community, professors have
the rights and obligations of other citizens.
Professors measure the urgency of these obligations
in the light of their responsibilities to their
subject, to their students, to their profession, and
to their institution. When they speak or act as
private persons, they avoid creating the impression
of speaking or acting for their college or
university. As citizens engaged in a profession that
depends upon freedom for its health and integrity,
professors have a particular obligation to promote
conditions of free inquiry and to further public
understanding of academic freedom.